VISITORS

Thursday 23 February 2012

Supreme Court dismisses SLP of UPSC and directing to provide raw as well as scaled marks under RTI


ITEM NO.2                   COURT NO.12             SECTION XIV


            S U P R E M E     C O U R T   O F    I N D I A
                           RECORD OF PROCEEDINGS

Petition(s) for Special Leave to Appeal (Civil) No(s).23250/2008

(From the judgement and order dated 03/09/2008 in      LPA No. 313/2007
of The HIGH COURT OF DELHI AT N. DELHI)

UNION PUBLIC SERVICE COMMISSION                       Petitioner(s)

                  VERSUS

SHIV SHAMBU & ORS.                                    Respondent(s)

(With appln(s) for stay and prayer for interim relief )
(For final disposal)

Date: 18/11/2010    This Petition was called on for hearing today.

CORAM :
         HON'BLE MR. JUSTICE AFTAB ALAM
         HON'BLE MR. JUSTICE R.M. LODHA

For Petitioner(s)      Mr. Aman Lekhi,Sr.Adv.
                      Mr.Rajesh Pathak,Adv.
                      Mr. Sumit Kumar,Adv.

                      Mr.L.N. Rao,Sr.Adv.
                      Ms. Binu Tamta,Adv.
For Respondent(s)
                      Mr. Prashant Bhushan ,Adv.

           UPON hearing counsel the Court made the following
                               O R D E R

      The Union Public Service Commission has completely changed

the pattern of its examination and the next examination for the year

2011 shall be held according to the changed format. In view of this

development, there is no need for any adjudication by this Court on

this matter.

      The Special Leave Petition     is, accordingly, dismissed.


(Shiveraj Kaur)                              (S.S.R.Krishna)
 PS to Addl.Regr.                             Court Master

High Court of Delhi(division bench) order directing UPSC to provide raw as well as scaled marks of candidates


LPA No. 313 of 2007 Page 1 of 12
IN THE HIGH COURT OF DELHI AT NEW DELHI Reserved on: July 18, 2008 Date of decision: 3rd September, 2008 LPA No. 313 of 2007 & CM APPL. No. 6468/2007 UNION PUBLIC SERVICE COMMISSION ... Appellant Through: Mr. L. Nageshwar Rao, Senior Advocate with Ms. Bintu Tamta, Advocate. versus SHIV SHAMBHU & ORS .... Respondents Through : Mr. Aman Lekhi, Senior Advocate with Mr. Sumit Kumar, Mr. Rakesh Kumar and Mr. Jaspreet, Advocates for R-1 to R-4 and R-6 to R-22. Mr. Prashant Bhushan with Mayank Misra, Advocates for R-23. Mr. K.C. Mittal with Mr. Sumit Babbar, Advocates for the Central Information Commission CORAM: HON'BLE THE CHIEF JUSTICE HON'BLE DR. JUSTICE S. MURALIDHAR 1. Whether Reporters of local papers may be allowed to see the judgment? Yes 2. To be referred to the Reporter or not? Yes 3. Whether the judgment should be reported Yes in Digest? JUDGMENT DR. S.MURALIDHAR
1. The Union Public Service Commission („UPSC.) has in this appeal challenged the judgment dated 17th April 2007 passed by the learned Single Judge of this Court dismissing its Writ Petition (C) No.17583 of 2006. The UPSC had filed the said writ petition seeking the quashing of an order dated 13th November 2006 passed by the Central Information Commission („CIC.), New
LPA No. 313 of 2007 Page 2 of 12
Delhi allowing the appeal filed by the Respondents herein under Section 19 (3) of the Right to Information Act, 2005 („RTI Act.). 2. At the outset this Court directs the deletion of the CIC which has been arrayed as Respondent No.1 to this appeal, consequent upon it being arrayed as such in the writ petition. This Court has repeatedly issued practice directions stressing that a judicial or quasi-judicial body or Tribunal whose order is challenged in a writ petition (and thereafter possibly in appeal) ought not to itself be impleaded as a party respondent. The only exception would be if malafides are alleged against any individual member of such authority or Tribunal in which case again it would be such member, and not the authority/Tribunal, who may be impleaded as a respondent. Accordingly the cause title of the present appeal will read as Union Public Service Commission v. Shiv Shambhu & Ors.
3. The Respondents herein were candidates who had appeared in the Civil Services (Preliminary) Examination, 2006. The Civil Services Examination (CSE) - which is in two parts, a preliminary examination followed by a Main examination - is a competitive examination held every year by the UPSC, a constitutional authority under Article 320 of the Constitution of India. The successful candidates are, in the order of their merit, recruited to the Indian Administrative Service, Indian Foreign Service, Indian Police Service and non-technical Civil Services. Pursuant to the recommendations of the Kothari Committee in 1974-77, which was constituted by the central government, changes were introduced in the pattern of the CSE. This was followed by another review carried out by the Satish Chandra Committee in 1988-89
LPA No. 313 of 2007 Page 3 of 12
whereafter certain other changes were introduced. Importantly one of the recommendations made by the Kothari Committee was in regard to adopting of “scaling of marks” for different papers using appropriate statistical techniques. 4. The CSE preliminary examination has two objective type papers: a general studies paper of 50 marks and one optional subject of 300 marks. This serves as a screening test for the Civil Services (Main) Examination. On an average, around 400,000 candidates sit for the CSE preliminary examination every year. It is conducted at approximately 940 centres in 45 different cities in the country. For the optional paper of 300 marks in the preliminary examination, a candidate can choose one of the 23 subjects in various disciplines like Social Sciences, Physical Sciences, Life Sciences, Business Studies, Engineering, Medical Sciences etc. At the end of the preliminary examination a short list of candidates, arranged in the order of merit, is prepared to the extent of 12 to 13 times the number of vacancies. Each year there is likely to be different cut off marks for each optional subject depending on the level of overall performance and the comparative level of difficulty in that subject. 5. As far as the present dispute is concerned, its genesis lay in the applications made by Respondents herein to the UPSC in August 2006 seeking the following information: (a) copy of the cut off marks list for optional subject and General Studies. (b) separate cut-off marks for every subject and for General Studies by different categories such as General, OBC, SC, ST including copies of the relevant documents.
LPA No. 313 of 2007 Page 4 of 12
(c) details of the marks obtained by the candidate in the preliminary examination. (d) the modal answers for each series of every subject. (e) the reason for retaking the examination for “Public Administration” optional subject on 18th June 2006. 6. The Central Public Information Officer („CPIO.) of the UPSC declined to provide the information sought under (a) to (d) above and gave the following reasons: “2. In this regard, I am to state that the information sought by you forms part of Commissions crucial secrets and intellectual property under Section 8(1)(d) of the RTI Act, 2005. The information requested by you is in the nature of secret documents under Section 8(2) of the RTI Act 2005 and there being no public interest requiring its disclosure, it cannot be disclosed as the disclosure would harm the protected interests. I am to further state that the disclosure of this information shall irreparably undermine the integrity, strength and efficacy of the competitive public examination systems of paramount significant conducted by the UPSC. 3. I am to further invite your attention to para 8 (iv) of the Commission.s Notice, which appeared in the Special Supplement of Employment News dated 3rd December 2005 which is reproduced below: “Candidates are informed that as the Preliminary Examination is only a screening test, no marks sheets will be supplied to successful or unsuccessful candidates and no correspondence will be entertained by the Commission, in this regard.” 7. The appeal to the Appellate Authority of the UPSC was rejected by an order dated 20th October 2006. In the said order it was, inter alia, explained by the Appellate Authority as under:
“10.1………. The undersigned notes that CS (P) is a highly competitive examination which caters
LPA No. 313 of 2007 Page 5 of 12
to the requirement of recruitment of civil servants of wide spectrum of background. Keeping in view the peculiar nature of examination, the candidates are allowed an option to select any one optional subject out of 23 options for the examination. Therefore, the process of evaluation of performance of candidates in such varied subjets involves designing a meticulous system of balancing the degree of difficulty of individual subjects so as to evenly evaluate the performance of the candidates. This process has been designed by the Commission after years of expertise and consultation with the subject experts. The disclosure of individual scores of candidates along with the keys of questions papers would have wider implications to the extent of derailing the entire structure and process of Civil Services Examination. Further, the sharing of complex intricacies on evaluation of performance in various optional subjects would seriously endanger the process of secrecy and confidentiality of the Civil services Examination.” 8. In the order passed by the Appellate Authority the following further justification was offered: “10.3 The issue regarding procedure/ methodology to be followed by Public Service Commissions in conducting its examinations has been extensively deliberated upon by the Hon.ble Supreme Court in the Civil Appeal No. 8609 of 2003. In arriving at the decision of not to share the information solicited by the applicant, reliance has been placed by the Authority on the observations as reproduced below by the Hon.ble Supreme Court in the Civil Appeal mentioned above.
“In that view of the matter, we do not think that the application of scaling formula to the examinations in question was either arbitrary or illegal. The selection of the candidates was done in a better way. Moreover, this formula was adopted by the Uttar Pradesh Public
LPA No. 313 of 2007 Page 6 of 12
Service Commission (U.P.P.S.C.) after an expert study and in such matters, the Court cannot sit in judgment and interfere with the same unless it is proved that it was an arbitrary and unreasonable exercise of power and the selection itself was done contrary to the rules. Ultimately, the agency conducting the examination has to consider as to which method should be preferred and adopted having regard to the myriad situations that may arise before them.” 9. Aggrieved by the order of the Appellate Authority the Respondents filed an appeal before the CIC. After discussing the provisions of the RTI Act, the CIC concluded that the question papers prepared by the subject experts for the UPSC were “original literary works” and that as such the copyright therein vested in the UPSC and further that under Section 8(1) (d) RTI Act, the CIC could order that it should not be disclosed. However, under the same provision the competent authority was empowered to make the disclosure of the material if it was satisfied that larger public interest so warranted. Accordingly, the CIC directed as under: “i) The UPSC shall, within two weeks from the date of this order, disclose the marks assigned to each of the applicants for the Civil Services Preliminary Examination 2006 in General Studies and in Option Papers; and ii) The UPSC, within two weeks from the date of this order, shall also disclose the cut-off marks fixed in respect of the General Studies paper and in respect of each of the Option Papers and if no such cut-off marks are there, it shall disclose the subject-wise marks assigned to short-listed candidates; and
iii) The UPSC shall examine and consider under Section 8 (1) (d) of the RTI Act the disclosure of the scaling system as it involves larger public interest in providing a level playing field for all aspirants and shall place the matter before the
LPA No. 313 of 2007 Page 7 of 12
Competent Authority within one month from the date of this order. This will also cover the issue of disclosure of model answers, which we recommend should in any case be made public from time to time. In doing so, it shall duly take into account the provisions of Section 9 of the RTI Act.” 10. Aggrieved by the order of the Appellate Authority the UPSC filed W.P. (C) No.17583 of 2006 in this Court. The UPSC submitted before the learned Single Judge that since the optional subject was not common to all the candidates and could be one of the 23 offered, a methodology has to be developed to make the marks obtained in the different subjects comparable across candidates. This necessitated deployment of the methodology of „scaling. of marks. A certain scientific formula was used for scaling of the marks and as such the cut off was implemented subsequent to the examination. According to the UPSC if the cut off marks, the individual marks and the key answers to the questions were disclosed, it would enable unscrupulous candidates to reverse engineer and arrive at the scaling system which was a carefully guarded secret. According to the UPSC this would undermine the very object of selecting the best candidate. It was further argued before the learned Single Judge that the disclosure of the cut off marks or the scaling method would “enable short cut techniques by coaching institutes which would reduce the examination process to the level of mere surmising rather than being a test of substantive knowledge.” The UPSC also provided the learned Single Judge information concerning the screening methodology in a sealed cover.
11. Learned counsel for the Respondents submitted before the learned Single Judge that there was nothing secret about the scaling method since it had already
LPA No. 313 of 2007 Page 8 of 12
been disclosed by the UPSC in an affidavit dated 20th March 2007 filed by it before the Supreme Court in SLP (Civil) No. 23723 of 2002 (Union Public Service Commission v. Satish Chandra Dixit). In the said affidavit the UPSC had explained that the scaling system followed by the Uttar Pradesh PSC was a linear method known as the Standard Deviation method whereas what was followed by the UPSC was the Normalized Equi-percentile method. 12. After going through the contents of the sealed cover the learned Single Judge found that the scaling methodology deployed by the UPSC stood already disclosed in its counter affidavit filed in the Supreme Court. The learned Single Judge rejected the argument that if the information was revealed a large number of dummy candidates would be made to take the examination by unscrupulous coaching institutes which would result in the alteration of scaling of marks in certain specific subjects, thereby depriving meritorious students in other papers from qualifying. The learned Single Judge held: “22 …………………… The sealed marks, employing the methodology revealed by the UPSC before the Supreme Court, is clearly dependent upon the number of candidates. This is inherent in the formula employed itself. However, what the UPSC seems to ignore is that the cut-off mark itself would change. The scaling methodology adopted by them, which seeks at normalizing the distribution curve, would take care of the abnormalities (skewness) caused by the dummy candidates, if any.” 13. As regards the likely misuse of this information by the coaching institutes, the learned Single Judge observed:
LPA No. 313 of 2007 Page 9 of 12
“23. It is important to note that prior to the examination, the cut-off mark would not be known. Nor would it be known to any of the coaching institutes as to how many candidates are going to appear in each of the optional papers. Apart from this, it would also not be known to anybody as to what the performance of any candidate would be in each of the papers. It is, therefore, unfathomable that the coaching institutes would be able to undermine the system of examination by disclosure of the cut-off mark of the previous and the actual marks of the candidates of the previous year when the marks obtained in any year by different candidates is independent of the marks obtained by candidates in any other year. The examination for each year is entirely independent of the examinations of the other years. So, the data of one year would have no bearing on the data for the next year. The question papers would be different; the candidates would be different; the composition of the number of candidates taking each of the optional papers would be different. The cut-off mark would not be known prior to the examination and, therefore, revealing the data sought by the respondents 2 to 24 in the present case would, in my view, have no bearing on the sanctity of the examination system.” 14. By the impugned judgment the learned Single Judge declined to interfere with the directions given by CIC except that direction (ii) issued by the CIC was modified to the extent that the cut off marks for the combined total of raw General Studies marks and scaled optional paper marks was not required to be disclosed. Direction (iii) was modified to the extent that UPSC would be required to disclose the model answers.
LPA No. 313 of 2007 Page 10 of 12
15. We have heard the submissions of Mr. L. Nageshwar Rao, learned Senior Advocate appearing for the UPSC, Mr. Aman Lekhi, learned Senior Advocate for the respondents 1 to 22 and Mr. Prashant Bhushan, learned counsel for the respondent No.22 (these numbers of the Respondents stand changed in view of the deletion of the CIC as a party respondent). 16. Mr. Rao, learned Senior Advocate reiterated the submissions made on behalf of the UPSC before the learned Single Judge. We were also given in a sealed cover containing three confidential notes describing the details of the Scheme of the Civil Services (Preliminary) Examination, the scaling methodology used by the UPSC and a note explaining how the disclosure of the individual marks, cut-off marks and solution keys in respect of the Civil Services (Preliminary) Examination can lead to deciphering of the scaling formulation thus undermining the efficacy of the system.
17. At the outset we wish to observe that a perusal of the documents submitted by the UPSC in a sealed cover, are not of such a nature that can be characterised as secret, or of a type the disclosure of which would not be in public interest. As regards the scaling methodology, as already been pointed out by the learned Single Judge, this is no different from what already stands disclosed by the UPSC to the Supreme Court in its counter affidavit filed in SLP (C) No. 23723 of 2002 and is therefore in the public domain. As regards the apprehension expressed by the UPSC that the scaling formulation could be deciphered first once the cut-off marks and solution keys in respect of individual subject disclosed, we fail to understand how if such information is deciphered in relation
LPA No. 313 of 2007 Page 11 of 12
to the examination that has already been conducted, somehow it would enable the manipulation of the results of a preliminary examination to be held in future. 18. The central thrust of the argument of Mr. Rao was that armed with the information relating to the 2006 Preliminary Examination, coaching institutes across the country would somehow able to anticipate the subjects in which, if dummy candidates are fielded, there could be a skewing of the results. According to him, the UPSC apprehends that in a particular subject, by getting a large number of dummy candidates to perform badly, the working of scaling methodology which is already known would result in an unfair advantage to candidates opting for that paper. As a corollary it would result in severe prejudice and an unintended disadvantage to a meritorious students opting for other subjects.
19. This argument has only to be stated to be rejected. It is really impossible to imagine how the coaching institutes can somehow anticipate the levels of difficulty in a particular subject in a future examination and plant dummy candidates in that subject or in other subjects. Considering that 400,000 students sit for the CSE preliminary examination all over the country every year, this would perhaps require a large scale operation by coaching institutes all over the country and that again presumes that they will somehow correctly predict what the overall performance of the candidates in any particular subject. Then again, this is only a preliminary examination at the end of which a shortlist of candidates 10 to 12 times the number of advertised posts is drawn up for the Main examination. It is nobody.s case that the results of the main examination
LPA No. 313 of 2007 Page 12 of 12
are somehow affected in that process. Further still, this Court is unable to understand the apprehension of the UPSC that by disclosing the working of the scaling methodology for the preliminary examination, merit can get compromised and candidates with less merit would be selected. The whole purpose of having three levels of examination i.e. preliminary examination, main examination and then interview, is to ensure that only meritorious candidates are selected for government service. We are of the view that the apprehension expressed by the UPSC is not well-founded. 20. We find no merit in this appeal and affirm the impugned order dated 17th April 2007 passed by the learned Single Judge. The stay order granted by this Court on 21st May 2007 is stand vacated. 21. The appeal and application are dismissed. S. MURALIDHAR, J. CHIEF JUSTICE 3rd September, 2008 dn/rk

High Court of Delhi(single bench) order directing UPSC to provide raw as well as scaled marks of candidates


THE HIGH COURT OF DELHI AT NEW DELHI
% Judgment delivered on:17.04.2007
+ WP(C) No.17583/2006
UNION PUBLIC SERVICE COMMISSION ...Petitioner
- versus -
CENTRAN INFORMATION COMMISSION & OTHERS ...Respondents
Advocates who appeared in this case:
For the Petitioner : Mr S.K. Mishra, Sr Advocate with Mr Anuj Rajput
and Mr Rahul Chauhan
For the Respondent No.1 : Mr K.C. Mittal with Mr Mrinal Madhav
For the Respondent Nos. 2-5, 7-23 : Mr Aman Lekhi, Sr Advocate with Mr Sumit
Kumar, Mr Rajan K. Chourasia, Mr Jaspreet,
Mr S. Rai and Mr Rakesh Kumar.
For the Respondent No.24. : Mr Prashant Bhushan with Mr Devvrat
CORAM:-
HON'BLE MR JUSTICE BADAR DURREZ AHMED
1. Whether Reporters of local papers may be allowed
to see the judgment ? Yes
2. To be referred to the Reporter or not ? Yes
3. Whether the judgment should be reported in Digest ? Yes
BADAR DURREZ AHMED, J
1. The Union Public Service Commission (UPSC) has filed this writ
petition praying for the setting aside of the order dated 13.11.2006 passed by
the Central Information Commission, New Delhi in an appeal under Section 19
(3) of the Right to Information Act, 2005 (hereinafter referred to as 'the RTI
Act').
WP(C)17583/06 Page No.1 of 23
2. The issue involved in the present petition relates to the disclosure
of cut-off marks for the optional subjects as well as for general studies of the
Civil Services (Preliminary Examination), 2006, which was conducted by the
UPSC. The disclosure of the separate cut-off marks in respect of each subject
in the said examination for the different categories of candidates, namely,
General, OBC, SC, ST and Physically Handicapped is also in question. The
question of disclosure of the individual marks obtained by each of the
candidates as well as the disclosure of the model answers to each series of
questions for all the subjects is also in issue. The respondent nos. 2 to 24 are
candidates, who had appeared in the Civil Services (Preliminary) Examination,
2006 and had sought this information from the Central Public Information
Officer (CPIO) of the UPSC. For this purpose, applications were made
sometime in August, 2006. These applications were disposed of by separate
orders by the CPIO. One such order dated 07.09.2006 has been placed in the
paper book as Annexure-B to the petition. Rejecting the applications for
information, the CPIO gave, inter alia, the following reasons:-
“1) The information sought was in the nature of crucial secrets and
constituted intellectual property of the UPSC within the
meaning of Section 8 (1) (d) of the RTI Act;
WP(C)17583/06 Page No.2 of 23
2) There was no public interest in requiring the disclosure of such
information;
3) The disclosure of the information would undermine the
integrity, strength and efficacy and competitive public
examination system conducted by the UPSC;
4) The preliminary examination for the Civil Services was only a
screening test and it had been specifically notified that no mark
sheets would be supplied to candidates and that no
correspondence would be entertained by the Commission in
this regard.”
3. Being aggrieved by the rejection of their applications and
consequent non-disclosure of the information sought by them, the respondents 2
to 24 filed two separate appeals on 03.10.2006 and 06.10.2006 before the
appellate authority of the UPSC under Section 19 (1) of the RTI Act.
Apparently, some of the candidates alongwith others had also filed complaints
before the Central Information Commission under Section 18 (1) (b) of the RTI
Act. When these applications were being considered by the Central
Information Commission, upon learning that the two appeals were pending
before the appellate authority of the UPSC, the Central Information
Commission directed that the said two appeals be disposed of within a week.
WP(C)17583/06 Page No.3 of 23
Consequent thereupon, the appeals were disposed of by the appellate authority
of the UPSC on 20.10.2006 upholding the refusal by the CPIO.
4. In the order dated 20.10.2006, the appellate authority referred to
paragraph 2 Section I, Appendix 1 of the Rules for Civil Services Examination,
2006 as notified by the Department of Personnel and Training on 03.12.2005 to
indicate the nature of the examination. The said reference made it clear that the
preliminary examination consisted of two papers of Objective Type (Multiple
Choice Questions) and would carry a maximum of 450 marks in the subjects
specified in Section (A) of Section II of the said Rules for Civil Services
Examination, 2006. It was also specified that the examination was meant to
serve as a screening test only and that the marks obtained in the Preliminary
Examination by the candidates, who are declared qualified for admission to the
Main Examination, would not be counted for determining the final order of
merit. It was also indicated that the number of candidates admitted to the Main
Examination would be about 12 to 13 times the total approximate number of
vacancies to be filled in the year in the various services and posts.
5. In the order dated 20.10.2006, it was categorically stated in
paragraph 9.3 as under:-
“9.3 In the Civil Services Examination, no subjectwise
cut offs are fixed by the Commission as such.
WP(C)17583/06 Page No.4 of 23
Therefore, the information as requested by the applicant is
non-existent and cannot be made available.”
It was noted in the said order that the UPSC shortlisted 7766 candidates, strictly
in order of merit, as laid down under the rules, as against 632 vacancies
reported by various participating Ministries for the Civil Services Examination,
2006. It was again mentioned that “No fixed cut-off percentage have been laid
down under the rules as such”. Accordingly, the appellate authority held that
the information with regard to cut-off marks cannot be made available to the
applicants.
6. In the order dated 20.10.2006, the appellate authority also noted
that the process of evenly evaluating the performance of candidates across
different subjects has been developed and designed by the UPSC. It was
observed that the disclosure of the individual scores alongwith the keys of
question papers would result in the derailment of the entire structure and
process of Civil Services Examination and that the sharing of the complex
intricacies on evaluation of performance in various optional subjects would
seriously endanger the process of secrecy and confidentiality of the said
examination.
7. It was observed that unpredictability of the methodology of testing
was an inherent feature of any system of testing in a competitive examination
WP(C)17583/06 Page No.5 of 23
and that in case the details of selection keys, cut-offs, individual marks and the
methodology of scaling were publicly disclosed / shared, “with the prospective
candidates”, the examination itself would loose its most unique feature of
unpredictability and competitiveness. The appellate authority also held that the
non-disclosure of information desired was also covered under the provisions of
Section 8 (1) (d) of the RTI Act. With these observations, the appellate
authority rejected the appeals and upheld the orders of the CPIO which
amounted to non-disclosure of the information to the respondents 2 to 24.
Thereafter, the matter reached the Central Information Commission by way of
second appeal under Section 19 (3) of the RTI Act.
8. The said appeals were disposed of by the Full Bench of the Central
Information Commission by an order dated 13.11.2006 whereby the following
directions were made:-
“i) the UPSC shall, within two weeks from the date of this
order, disclose the marks assigned to each of the
applicants for the Civil Services Preliminary Examination
2006 in General Studies and in Optional Papers; and
ii) The UPSC, within two weeks from the date of this order,
shall also disclose the cut-off marks fixed in respect of the
General Studies paper and in respect of each of the
Optional Papers and if no such cut-off marks are there, it
shall disclose the subject-wise marks assigned to shortlisted
candidates; and
iii) The UPSC shall examine and consider under Section 8 (1)
(d) of the RTI Act the disclosure of the scaling system as
it involves larger public interst in providing a level
playing field for all aspirants and shall place the matter
WP(C)17583/06 Page No.6 of 23
before the Competent Authority within one month from
the date of this order. This will also cover the issue of
disclosure of model answers, which we recommend
should in any case be made public from time to time. In
doing so, it shall duly take into account the provisions of
Section 9 of the RTI Act.”
9. Before the Central Information Commission, various points were
taken by the respondents 2 to 24 in support of their appeals. They were, inter
alia, that the finding that UPSC does not have any cut-offs is wrong; that the
UPSC cannot withhold information under Section 8(1) (d) and 8 (2) of the RTI
Act; that disclosure of the information sought would not derail the system;
since marks of the Main Examination are published, there could be no objection
to the marks of the Preliminary Examination being disclosed; the information
available with the UPSC was not the intellectual property of the UPSC as
UPSC was not involved in any form of commerce or trade. On behalf of the
UPSC, it was contended before the Central Information Commission that there
was no “pre-prescribed cut-off”; the scaling methodology developed by the
UPSC constituted intellectual property under Section 8(1) (d) of the RTI Act;
even if it did not constitute intellectual property, disclosure of the scaling
method was protected under Section 8(1) (d) of the RTI Act as it would
adversely affect the competitive position of third parties; the statistical aspects,
such as individual marks, cut-off, keys, etc. are vital parts of the methodology
and that disclosure of individual marks of thousands of candidates would be
WP(C)17583/06 Page No.7 of 23
time consuming and would make it difficult for the UPSC to conduct
examinations on schedule.
10. The Central Information Commission in making the directions,
indicated above, observed that UPSC is not an organisation that had been kept
out of the reach of the RTI Act and that the onus lies on the CPIO to
demonstrate as to why the information sought ought not to be disclosed. It also
observed that the UPSC failed to explain how the individual marks themselves
could constitute intellectual property of the UPSC. It was also of the view that
there was no reason as to how the assigned marks or scaled marks obtained
after applying the scaling methodology (whatever it might be) could be part of
the intellectual property of the UPSC. A similar logic was applicable in respect
of cut-off marks. With regard to the design of the question papers and the
model answers in respect of each such question paper, the Central Information
Commission came to the conclusion that the UPSC had the copyright in the
same and that, therefore, was part of the intellectual property of the UPSC
contemplated under Section 8(1) (d) of the RTI Act. Consequently, the UPSC
was under no obligation to disclose such material, unless the larger public
interest warranted the disclosure of such information. It is on the basis of this
reasoning that the Central Information Commission made the directions
referred to above.
WP(C)17583/06 Page No.8 of 23
11. Mr Sudarshan Mishra, the learned senior counsel appearing on
behalf of the UPSC, explained that the Civil Services Examination comprises
of two parts; the Preliminary Examination and the Main Examination which is
followed by an interview. The present writ petition pertains to the Preliminary
Examination. This examination is in the nature of a screening test in order to
select about 12-13 times the number of vacancies in order of merit. The
preliminary Examination, as already noted above, comprises of two papers, one
being general studies which is compulsory for all candidates and another
optional paper from out of the 23 subjects which are offered. He submitted that
since the optional paper is not common to all the candidates and it depends
upon the option taken by the candidates, a methodology had to be developed to
make the marks obtained in these different subjects comparable across
candidates. Through this methodology, scaling of marks is done so as to make
the marks obtained in different subjects by different candidates comparable
with each other. He submitted that scientific formulae are used for scaling of
marks. These scientific formulae have been further adapted and modified by
experts by using certain computer sub-routines to suit the needs and
requirements of the UPSC for the said Preliminary Examination. He further
submitted that insofar as the marks for general studies are concerned, no scaling
is applied to them as the paper is common to all the candidates. He submitted
that prior to the examination, no cut-offs can be prescribed and the cut-offs that
are implemented are only post-examination. He also submitted that the marks
WP(C)17583/06 Page No.9 of 23
obtained in the preliminary examination are not at all counted in the Main
Examination. The Preliminary Examination is merely in the nature of a
screening test or a qualifying examination.
12. He submitted that revealing the cut-off marks as well as the
individual marks and the keys to the question papers would enable
unscrupulous persons to reverse engineer and arrive at the scaling system which
is kept secret by the UPSC. If the scaling system adopted by the UPSC is
disclosed or known to the public, then, according to Mr Mishra, the entire
system could be undermined and would defeat the very purpose of selecting the
best for the Civil Services.
13. Mr Mishra submitted that the UPSC is a Constitutional body
created under Article 320 of the Constitution of India and that it is required,
inter alia, to be consulted on all matters relating to methods of recruitment to
the Civil Services and Civil Posts. Tracing the history of the Civil Services
Examinations, Mr Mishra submitted that between 1947 and 1950, a combined
competitive examination was held each year for recruitment to the Indian
Administrative Service (IAS), the Indian Foreign Service (IFS), the Indian
Police Service (IPS) and non-technical Central Civil Services. At that point of
time, there were three compulsory papers; General English, Essay and General
Knowledge of 150 marks each. The IAS, IFS and Central Civil Service
WP(C)17583/06 Page No.10 of 23
Examination had three optional subjects, while the IPS had only two. From
1951, two additional optional subjects of the Masters Degree standard were
prescribed for the IAS and the IFS. A major review of the examination system
was carried out by the Kothari Committee in 1974-77. Thereafter, a Common
Unified Examination for the All India and Central Services Class-I was
introduced. The examination was split-up into a Preliminary Examination and
the Main Examination. The Preliminary Examination had two Objective Type
Papers (General Studies of 150 marks and an Optional Subject of 300 marks).
The preliminary examination was a screening test for the Civil Services (Main)
Examination. This was followed by Main Examination having several papers
and thereafter an interview. In 1988-89, the Satish Chandra Committee
conducted a review of the Civil Services Examination and consequent
thereupon, there were some changes made to the Main Examination and the
interview test. He reiterated that a scaling methodology based on appropriate
statistical principles is being followed by the Commission. He submitted that
the scaling methodology has been developed by the UPSC with the association
of renowned experts in the field alongwith application software and this was a
part of the recommendation of the Kothari Committee. He also reiterated that
there are no “pre-prescribed” cut-off marks. Every year, there is likelihood of
different cut-offs. He submitted that disclosure of information in the nature of
actual marks obtained by each candidate would compromise the integrity and
efficacy of the examination system. It can also lead to the deciphering of the
WP(C)17583/06 Page No.11 of 23
scaling system used by the UPSC, which, according to him, constituted
intellectual property envisaged under Section 8(1) (d) of the RTI Act. An
argument advanced by Mr Mishra for non-disclosure was that further disclosure
would enable short-cut techniques by coaching institutes which would reduce
the examination process to the level of mere strategizing rather than being a test
of substantive knowledge. According to him, this would lead to distortion and
would skew any fair application of the UPSC's process. Consequently, the
chances of genuinely meritorious candidates, who happen to be third parties in
this context, and who have required thorough and deep understanding of the
subjects, would be undermined. Therefore, according to Mr Mishra, the larger
public interest does not warrant disclosure of such information.
14. Mr Aman Lekhi, the learned senior counsel who appeared on
behalf of the respondents 2 to 5 and 7 to 23, submitted that there is no question
of the disclosure leading to any undermining of the system. He submitted that
the final examination and the interview are yet to be conducted. With regard to
the confidentiality argument, he submitted that such an argument had already
been rejected by the Gujarat High Court in the case of Kamlesh Haribhai
Goradia v. Union of India & Another: 1987 (1) Guj LR 157. He submitted
that this decision has been approved by the Supreme Court in UP Public
Service Commission v. Subhash Chandra Dixit and Others: 2003 (12) SCC
701 in paragraph 28 thereof. Mr Lekhi submitted that, in any event, the scaling
WP(C)17583/06 Page No.12 of 23
system has already been disclosed before the Gujarat High Court and the
Supreme Court. He also submitted that the disclosure of information would
lead to a better system and in this context, he submitted that it would be in
general public interest that a public authority should throw open the process of
public scrutiny which would result in evolving a better system. He drew
support from the impugned decision wherein the Central Information
Commission observed as under:-
“34. The Commission has carefully considered the
aspects of public interest involved in the matter. It has
also considered the submissions made by the UPSC and
also by the appellants. There is no doubt that the issues
involve paramount public interest of selecting the best
available brains for manning the Civil Services. Equally
important is the need to have a transparent system known
to each of the aspirants. Contrary to what the UPSC has
claimed, this is the only sure means of ensuring a level
playing field. A public authority should not be as
possessive of its copyright as an ordinary owner who
wants to keep his property to his chest. Throwing the
process open for public scrutiny might probably result in
evolving a system better than what has hitherto been
followed by the UPSC. In this context, it is pertinent to
refer to the provisions of Section 9 of the RTI Act that
reads as under:
'Without prejudice to the provisions
of Section 8, a Central Public Information
Officer or a State Public Information Officer, as
the case may be, may reject a request for
information where such a request for providing
access would involve an infringement of
copyright subsisting in a person other than the
State.'
WP(C)17583/06 Page No.13 of 23
Thus, a CPIO is empowered to reject a request
for information where such a request for providing access
to information would involve an infringement of copyright
subsisting in a person. The power of the CPIO does not
extend to rejecting such a request if the infringement of
copyright involved is belonging to the State. Even
Section 8(1) (d) also mandates the competent authority to
order disclosure of information, if it is satisfied that larger
public interest so warrants.”
15. Mr Lekhi also made references to a U.K. White Paper and Wade on
Administrative Law and Dias on Jurisprudence.
16. Mr Prashant Bhushan, the learned counsel who appeared for the
respondent No.24 also submitted that the scaling system already stood disclosed
before the Supreme Court. He referred to the counter-affidavit filed by the
UPSC in the case of UP Public Service Commission v. Subhash Chandra
Dixit (supra) in SLP (c) 23723/2002. In paragraph 3 of the said counteraffidavit,
the UPSC has stated that the scaling system being followed by the
Uttar Pradesh PSC (UP PSC) is different from that of the UPSC. It was noted
that while the UP PSC was following a linear method (also known as the
standard deviation method) for its examinations, the UPSC's scaling method
was based on the Normalized Equi-Percentile (NEP) method for the optional
objective type papers in the Preliminary Examination. Annexure-II to the said
counter-affidavit spelt out the scaling methods. The Normalised Equi-
Percentile method used by the UPSC has been explained as under:-
WP(C)17583/06 Page No.14 of 23
“Normalized-equi percentile method
This method is based on the assumption of comparability
among candidates taking various optional subjects. It is fair
to assume that the mental ability (and consequent
performance) of candidates in all optional subjects are
about the same at very score range. We can assume that top
5% of say History candidates are comparable in ability to
the top 5% of say Geography candidates. This assumption
can be extended to other score range such as 10%, 15%,
20% etc. Thus, it is possible to statistically adjust the
scores in various subjects. Further since the number of
candidates for each subject is large (over 1000) it is
reasonable to assume that the scaled marks should lie on a
normal curve. For the normal distribution curve of each
optional subject, mean of 150 and standard deviation of 30
(for a paper with maximum marks of 300) have been taken.
The scaled marks are computed using the standard
Statistical Tables-Areas under the standard normal curve-
Annexure II (Colly).”
The same Annexure-II (Colly) also contains the statistical tables-areas under
the standard normal curve as given in Schuam's Outline Series, Theory and
Problems of Statistics SI(metric) edition. Various other works are also referred
to in the said Annexure-II to the said counter-affidavit and they include:-
i) “Research on Examinations in India” issued by the
NCERT;
ii) “Scaling Techniques, what, why and how” issued by the
Association of Indian Universities;
iii) “A note on the importance of scaling UPSC Examinations
by Standardized Methods” by A. Edwin Harper, Jr., June /
Sept., 1978.
WP(C)17583/06 Page No.15 of 23
17. In view of the contents of the said counter-affidavit and its
annexure, Mr Prashant Bhushan submitted that the scaling methods were wellknown
and, therefore, the argument that the disclosure of the cut-offs and
actual marks would result in the revealing of the scaling method is a
meaningless argument. Secondly, he submitted that the scaling method would,
in any event, be known to everybody and, therefore, the argument that one
group would misuse and undermine the system is untenable. He referred to the
decision of the Supreme Court in the case of Sanjay Singh and Another v. UP
Public Service Commission, Allahabad & Another: 2007 (2) JT 534 which
was with regard to the scaling methodology employed for judicial services
examination. Mr Bhushan referred to this decision to indicate that the
examination system and scaling methodology employed must be under constant
review so as to endeavour to evolve a better and more fool-proof system.
18. Mr Mittal, the learned counsel, who appeared on behalf of the
respondent No.1 submitted that there was no question of this writ petition being
maintainable. He submitted that, in any event, the third direction given by the
Central Information Commission itself made it clear that it was left to the
UPSC to examine as to whether the disclosure of the scaling method and the
keys to the question papers would be in public interest or not. Before that could
be done, the petitioner has rushed to this court and filed the writ petition.
WP(C)17583/06 Page No.16 of 23
19. Since arguments were advanced at length on the question of the
scaling method being secret and its public disclosure leading to undermining of
the examination system, the UPSC was directed by this court on 20.03.2007 to
file a note prepared by an expert to indicate as to how the disclosure of the
marks assigned would undermine the scaling system. The note was required to
be filed in a sealed cover. That has been done.
20. I have examined the contents of the material placed on behalf of the
UPSC in the sealed cover. I shall refer to that shortly. Before doing that, it
would be necessary to recount that the scheme of the Civil Services
(Preliminary) Examination indicates that it comprises of two objective papers.
A paper in General Studies, which is common to all the candidates, carries 150
marks. A Second paper out of 23 optional papers carries 300 marks. Both the
common papers (General Studies) and the optional paper are objective type
papers and are machine-evaluated by optical mark readers and computers. It is
also clear that the Civil Services (Preliminary) Examination is only a screening
test and carries no weightage towards the final merit order which is determined
solely by the marks obtained by the candidates in the Civil Services (Main)
Examination and the interview. There are no “pre-prescribed”1 cut-off marks to
1 The expression “pre-prescribed” is an unhappy one. What the UPSC means by this expression is
that the cut-off marks are not known prior to the Civil Services (Preliminary) Examination for a
particular year. It is dependant on the marks obtained by the candidates in the said examination and
is applied on the basis of number of candidates to be cleared / shortlisted, which is about 12-13
times the approximate number of vacancies for that particular year.
WP(C)17583/06 Page No.17 of 23
shortlist the candidates in the Civil Services (Preliminary) Examination. The
cut-off marks are fixed on the basis of the marks obtained by the candidates in
the said examination so as to clear 12-13 times the number of vacancies in a
particular year.
21. It is also clear that upon the recommendations of the Kothari
Committee, a scaling methodology was employed since 1979 for the Civil
Services (Preliminary) Examination. The scaling methodology is employed
only with respect to the optional paper so as to provide a fair and level-playing
field for the candidates of all the optional papers which include papers from
Humanities, Social Science, Life Science, Physical Science, Engineering,
Medical Science, etc. The marks obtained by the candidates in the optional
papers are, according to the UPSC, subjected to scaling using computer subroutines
without any manual intervention so as to ensure that the acceptability
of the scaled marks is 100 % accurate. As revealed in the counter-affidavit
filed before the Supreme Court, referred to above, the scaling method utilized
by the UPSC is the Normalized Equi-Percentile Method with, perhaps, some
customization. The scaled marks obtained in the optional paper is added to the
marks (raw) obtained in the General Studies paper. If the total is below the cutoff,
the candidate fails the screening test. If the total is equal to or above the
cut-off, he is selected for the Main Examination. An example would illustrate.
Let us assume that 'A' is a candidate and he obtained 100 marks in General
WP(C)17583/06 Page No.18 of 23
Studies and scaled marks of 200 in optional paper. So, his total would be 300
(100+200). If the cut-off mark is more than 300, then he would fail.
Otherwise, he would be selected for the Main Examination.
22. The argument advanced on behalf of the UPSC is that if the cut-off
mark and the individual marks obtained by the candidates are revealed, then the
scaling methodology would become known to the public at large and that
would undermine the entire examination system. I have examined the contents
of the sealed cover which comprises of two parts: Part-A and Part-B. Part-A
purports to be a brief description of the scheme of the Civil Services
(Preliminary) Examination and the scaling methodology employed by the
UPSC. Part-B is a note on as to how the disclosure of the information sought
by the respondents shall undermine the examination system of the UPSC. On
an examination of both Part-A and Part-B of the contents of the sealed cover, I
am of the view that the scaling methodology indicated therein is already known
to the public because of the disclosure of the UPSC itself in the counteraffidavit
filed before the Supreme Court as aforesaid. There is nothing new
that is mentioned in the contents of the sealed cover with regard to the
methodology which is not mentioned in the said counter-affidavit filed before
the Supreme Court. It was argued in court, without going into the specifics of
any data, that if the information sought is revealed, then a possible fall out
would be that a large number of dummy candidates would be pressed into
WP(C)17583/06 Page No.19 of 23
service by some unscrupulous coaching institutes which would result in the
alteration of the scaled marks of certain specific papers and thereby deprive
meritorious students in other papers from qualifying as the presence of dummy
candidates would influence the cut-off mark. I am unable to agree with this
submission made on behalf of the UPSC. The scaled marks, employing the
methodology revealed by the UPSC before the Supreme Court, is clearly
dependent upon the number of candidates. This is inherent in the formula
employed itself. However, what the UPSC seems to ignore is that the cut-off
mark itself would change. The scaling methodology adopted by them, which
seeks at normalizing the distribution curve, would take care of the
abnormalities (skewness) caused by the dummy candidates, if any.
23. It is important to note that prior to the examination, the cut-off
mark would not be known. Nor would it be known to any of the coaching
institutes as to how many candidates are going to appear in each of the optional
papers. Apart from this, it would also not be known to anybody as to what the
performance of any candidate would be in each of the papers. It is, therefore,
unfathomable that the coaching institutes would be able to undermine the
system of examination by disclosure of the cut-off mark of the previous year
and the actual marks of the candidates of the previous year when the marks
obtained in any year by different candidates is independent of the marks
obtained by candidates in any other year. The examination for each year is
WP(C)17583/06 Page No.20 of 23
entirely independent of the examinations of the other years. So, the data of one
year would have no bearing on the data for the next year. The question papers
would be different; the candidates would be different; the composition of the
number of candidates taking each of the optional papers would be different.
The cut-off mark would not be known prior to the examination and, therefore,
revealing the data sought by the respondents 2 to 24 in the present case would,
in my view, have no bearing on the sanctity of the examination system.
24. What the respondents 2 to 24 have sought is information with
regard to an event which has already taken place. Apparently, these persons
have already failed to qualify in the screening test. In other words, they have
not made the cut-off. The events of determination of the cut-off mark and of
screening are already over. These marks, which have been obtained by the
candidates who appeared in the Civil Services (Preliminary) Examinations, are
not to be counted for the final selection which would be based entirely on the
Main Examination and the interview to follow. Therefore, I see no harm in the
disclosure of the marks, as directed by the Central Information Commission.
25. As regards the disclosure of the scaling system, nothing further
needs to be done as, in my view, the same already stands disclosed by the
UPSC in the affidavit filed by them before the Supreme Court.
WP(C)17583/06 Page No.21 of 23
26. With respect to the disclosure of the model answers to the
questions, I am of the view that though the UPSC may have some rights over
them, the disclosure would be in larger public interest. Candidates have the
right to know where they went wrong. One sure way of informing them in this
regard is by disclosing the model answers.
27. As regards the stand taken by the UPSC of taking cover under
Section 8 (1) (d) of the RTI Act, I feel that that is wholly inappropriate. First of
all, the information that is sought by the respondents 2 to 24 does not fall within
the expression of “intellectual property”. The data collected by the UPSC is of
an event which has already taken place and its disclosure would have no
bearing whatsoever on the next years examination. Therefore, even if it is
assumed that it is “information” within the meaning of Section 8 (1) (d) of the
RTI Act, its disclosure would not harm the competitive position of any third
party. In any event, the UPSC being a public body is required to act and
conduct itself in a fair and transparent manner. It would also be in public
interest that this fairness and transparency is displayed by the revealing of the
information sought. Moreover, Section 8 (2), read in its proper perspective,
indicates that access to information ought to be provided by a public authority
even where it is otherwise entitled to withhold the same, if the public interest in
disclosure outweighs the harm to the protected interests. The disclosure of
information, as directed by the Central Information Commission, does not, in
WP(C)17583/06 Page No.22 of 23
any way, in my view, harm the protected interests of UPSC or any third party.
In any event, the public interest in disclosure is overwhelming and I am of the
view that the Central Information Commission has approached the matter in the
correct perspective and has issued the directions for disclosure of the
information. Directions (i) & (ii) given by the Central Information Commission
do not call for any interference except to the extent that in Direction (ii) there is
reference to cut-off marks for General Studies and each of the optional papers
whereas, in point of fact, there is only one cut-off mark for the combined total
of raw General Studies marks and scaled optional paper marks. Thus, that cutoff
needs to be disclosed. As regards direction No.(iii), the same is modified to
the extent that the UPSC shall disclose the model answers. As regards the
disclosure of the scaling system, it is apparent that the same already stands
disclosed, as indicated above, and, therefore, nothing further needs to be done
in that regard.
With these modifications in the directions given by the Central
Information Commission, the writ petition is disposed of. No costs. The
contents of the sealed cover mentioned above be re-sealed and retained in the
record.
BADAR DURREZ AHMED
( JUDGE )
April 17, 2007
dutt
WP(C)17583/06 Page No.23 of 23

Central Information Commission order directing UPSC to provide details of marks(scaled as well as raw marks) to candidates.


CENTRAL INFORMATION COMMISSION
Block IV, 5th Floor, Old JNU Campus
New Delhi 110067

Decision No. 354/IC(A)/2006

Appeal No.CIC/MA/A/2006/00793

(Right to Information Act – Section 19)


Name of the Appellant:        1. Shri Shiv Shambhu & ors.
              2. Shri Sanjeev Kumar & ors.

Name of the Public Authority:      Union Public Service Commission
Dholpur House, New Delhi.
       
Date of the Decision: 13.11.2006        

Background & Facts:

  In  Rajnish  Choudhry  Vs.  UPSC,  this  Commission  vide  decision  dated
1.9.2006 decided as under:

(1)  Total marks  scored  by  the  appellant  in written  papers  as well  as
interview should be disclosed.
(2)  The procedure and the technique that are followed to determine the
cut-off point  (or  level of score of marks)  to draw  the  line between
successful  candidates  and  others  should  be  disclosed  for  each
category of aspirants.  
(3)  Since the action relating to determination and application of cut-off
point being an extremely critical factor in life and career of a person
should  fall under public domain,  the  information sought should be
furnished since the matter is complete and over.
(4)  On  the  grievance  that  the  Selection Committee was  not  properly
composed,  there is no provision in the RTI Act for redress of such
  2
grievance.  However, in order to ensure that persons of high caliber
and  integrity  are  associated  with  the  process  of  selection,  the
composition  of  such  Boards/Committees  should  be  made  public
after the entire process of selection is over.
2.  UPSC  requested  for  recall  of  this  decision  and  to  decide  the  appeal  de
novo  by  the  Full  Commission  after  affording  reasonable  opportunity  of  being
heard  including  oral  hearing  to UPSC.    It was  also  submitted  on  behalf  of  the
UPSC that the process of recruitment has significant bearing on life and liberty of
citizens and  that  the  issue  involved  in  the present case  is of prime  importance
and of public nature.
3.  In pursuance of the request of the UPSC, the Commission decided to hear
the matter by its full Bench.
4.  In the meanwhile, some of the Civil Service aspirants who have appeared
for the Civil Services preliminary examination, 2006, including one Shiv Shambhu
and  many  other  applicants  applied  to  the  UPSC  seeking  the  following
information:
(a)  Separate cut-off marks  for General Studies and  for every optional
subject  for different categories such as General, OBC, SC/ST and
PH;
(b)  Details of marks obtained by each candidate;
(c)  Model answers for each series of every subject;
(d)  Reasons behind re-conducting of the examination on the subject of
Public Administration.
5.  Finding  delay  in  the  UPSC  giving  a  decision  on  furnishing  of  the
information sought, some of the petitioners, represented by Shri Shiv Shambhu &
ors., approached this Commission on 23.8.2006 stating, inter-alia, that the CPIO
of the UPSC was not releasing the requested information even though it was so
promised earlier. The petition of  the applicants was  treated as a complaint and
UPSC was asked to offer their comments in respect of the same vide letter dated
  3
25.8.2006.   CPIO of UPSC vide his  letter dated 8th September, 2006  informed
the  applicants  that  the  information  sought  by  them  forms  part  of  the  UPSC’s
crucial secrets and Intellectual Property u/s 8(1)(d) of the RTI Act, 2005.  UPSC
also informed that the information requested by the applicants is in the nature of
secret  documents  u/s  8(2)  of  the  RTI  Act  and  there  being  no  public  interest
requiring  its disclosure,  it cannot be disclosed as the disclosure would harm the
protected  interest.  UPSC also found that the disclosure of the information shall
irreparably undermine the integrity, strength and efficacy of the competitive public
examination  system  of  paramount  significance  conducted  by  the  UPSC.
However,  the  CPIO  of  the  UPSC  enclosed  a  self-explanatory  press-note  in
respect of the information sought conducting of the examination in the subject of
Public Administration on 19.5.2006.
6.  The applicants after receipt of the communication from CPIO submitted an
appeal  before  the  First  Appellate  Authority  of  the  UPSC  and  also  filed  a
complaint petition u/s 18(1) (b) of RTI Act before this Commission.  Some of the
candidates  on  the  same  matter  submitted  an  appeal  before  this  Commission
directly.
7.  In  view  of  the  fact  that  the  matters  both  in  the  case  of  Rajnish  Singh
Chaudhary  Vs.  UPSC  and  in  this  case  filed  by  Civil  Service  Aspirants  were
analogous  in nature and concerning  the same public authority,  the Commission
decided that both the cases be heard together by the Full Bench on 16.10.2006.
8.  After  hearing  all  the  parties,  the  Commission  decided  that  the  case  of
Rajnish Singh Chaudhary Vs. UPSC in respect whereof the UPSC has requested
for  rehearing  the  matter,  orders  would  be  passed  separately  after  the  UPSC
submits  written  arguments,  if  any,  as  regards  the  maintainability  of  review
petition.   Since  there were  simultaneous  appeals  and  complaints  on  the  same
subject,  the Commission  preferred  not  to  adjudicate  the matter  concerning  the
Civil Service Aspirants and directed  the First Appellate Authority  to  first dispose
of the appeal pending before it within one week and fixed 23.10.2006 as the next
  4
date  of  hearing.   However,  the  First Appellate Authority  of UPSC  rejected  the
appeal  and  upheld  the  decision  of  the  CPIO  vide  its  order  dated  20.10.2006
(hereinafter referred to as the impugned order).
9.  The Civil Services aspirants formally filed their Second Appeal against the
impugned  order  before  this  Commission  on  26.10.2006.    In  fact,  two  appeal
petitions have been filed, one by Shiv Shambhu & ors and the other by Sanjeev
Kumar  &  ors.    Since  they  deal  with  the  same  matter,  only  one  number  was
assigned to them and they are being dealt with jointly. In response to the appeal
petition,  UPSC  filed  their  replies  and  the matter  was  heard  by  Full  Bench  on
3.11.2006.  
UPSC was represented by:
1.  S/Shri SK Mishra, Sr. Advocate
2.  Biresh Kumar
3.  A.K. Vishan Dass
4.  V.P. Singh
5.  V. Mitra

  Appellants were present together with the following representatives:
1.  S/Shri Prashant Bhushan, Sr. Advocate
2.  Aman Lekhi, Sr. Advocate
3.  Sumit Kumar, Advocate
4.  Sudhir Kumar, Advocate
5.  Rakesh Kumar, Advocate
6.  Jaspreet, Advocate
7.  Karmveer, Advocate
10.  In their appeal petitions, the appellants have submitted as follows:
(i)  The impugned order is contradictory to the stand taken by the CPIO
as  the Appellate Authority  has  erroneously  found  that  there  is  no
cut-off  marks  fixed  by  the  respondents  whereas  the  CPIO  had
overtly withheld the information u/s 8(1) (d) and 8(2) of the RTI Act.
  5
(ii)  The  findings  of  the  appellate  authority  are  wholly  perverse,
misconceived  and  unfounded  as  the  respondent  cannot  shortlist
candidates without first fixing cut-off marks.
(iii)  The  contention  of  the  appellate  authority  that  the  disclosure  of
individual score of  the candidates along with  the keys of question
papers would have wider  implication  to  the extent of derailing  the
entire  structure  and  process  of  Civil  Services  Examination  is  not
correct and  in support of  their submissions, they have also quoted
the report of the Kothari Committee.
(iv)  UPSC has been publishing the marks of each of the candidates in
the main examination even before commencement of the interview
and as such,  there can be no  reasonable basis  for withholding of
marks in respect of the preliminary examination.  Other State Public
Service Commissions are also  furnishing similar  information  to  the
candidates.
(v)  The provisions of Section 8(1)(d) of RTI Act deal with  information
concerning  commercial  confidence,  trade  secret  or  Intellectual
Property whereas the UPSC is not involved in commercial or trade
activities  and  as  such,  there  is  no  Intellectual  Property  involved
therein.  The information requested does not fall within the ambit of
Official Secrets Act and as such,  the provisions of section 8(2) of
the RTI Act are not applicable.
11.  UPSC  on  the  other  hand,  in  their  rejoinders  submitted  separately  in
respect of the two appeal petitions, has submitted as under:
(i)  There are no pre-prescribed cut-off marks;
(ii)  UPSC  with  a  view  to  avoiding  a  situation  where  most  of  the
candidates could come from a few disciplines having low or higher
scoring  in optional papers had  introduced and adopted the scaling
  6
methodology which has been developed after consulting renowned
experts  in  the  field and as such,  it constitutes  Intellectual Property
of the UPSC as envisaged u/s 8(1)(d) of the Act.
(iii)  Even  if  the  scaling  procedure  can  be  taken  as  “information
simpliciter”, still, it is protected from disclosure u/s 8(1) (d) as it may
adversely affect the competitive position of third parties.
(iv)  Statistical aspects of the scaling method relate to the confidentiality
and viability of the method and individual marks in each paper and
the  model  answer  key  if  revealed  would  ultimately  lead  to  the
revelation  of  the  formula  employed  which  would  adversely  affect
the competitive position of the genuinely meritorious candidates.
(v)  Even before the examination was held, UPSC made it clear that the
UPSC  will  not  disclose  either  the  individual  marks  or  the  cut-off
marks to the candidates.   In case the individual marks and cut-off
marks  are  to  be  disclosed  to  the  candidates,  this  will  be  such  a
colossal  work  for  the  Commission  that  it  will  be  impossible  to
conduct all the examinations as per the examination schedule.
12.  The  Full  Bench  of  the  Commission  heard  the  arguments  advanced  by
learned counsels appearing on behalf of UPSC and the appellants.  Opening the
arguments on behalf of  the UPSC, Sri Mishra submitted  that  there are no predetermined
 cutoff marks for the Preliminary Examination. The candidates receive
no  grades  for  the marks  that  they  obtain  in  this  examination.  The marks  are
finally  assigned  to  the  candidates  in  accordance with  the Scaling methodology
based  on  Kothari  Committee  Report.    The  UPSC  has  developed  this
methodology  along  with  application  software.  Being  a  part  of  the  intellectual
property of the UPSC this methodology is protected` under section 8(1)(d) of the
RTI Act, 2005 and the same cannot be disclosed under the RTI Act.

  7
13.  Mr.  Mishra  also  contended  that  even  if  this  be  treated  as  information
simpliciter,  it  is  still  protected  under  Section  8(1)  (d)  as  besides  constituting
Intellectual  Property  of  UPSC,  it  also  constitutes  information  simipliciter  as  it
adversely  affects  competitiveness  of  the Commission.   The  information  sought
will  enable  coaching  centers  to  develop  short-cut  techniques, which will  defeat
the  purpose  of  the  UPSC  to  select  the  brightest  and  fittest  and  meritorious
candidates for the country’s topmost services.  Hence, in larger public interest it
is  not  possible  to  share  this  information.    Larger  public  interest  requires  that
public  services  are  manned  by  competent  persons.    It  is  the  concern  of  the
UPSC that such things are not tampered with by disclosing it to the public.

14.  Mr. Mishra during  the course of his arguments submitted  that  in case of
preliminary examination, statistical methods are used.   He explained  that under
the  formula,  which  he  himself  does  not  know,  UPSC  gives more  numbers  to
certain  papers.    In  response  to  a  query  from  Information Commissioners  Prof
Ansari  and Mrs.  Padma  Balasubramanian,  that  no  scientific  formula  could  be
taken as something that cannot be disclosed, Mr. Mishra submitted that after the
application of  the  formula, certain marks are ascribed to each candidate.  Once
the  candidates  arrive  at  the  same  marks,  rules  then  provide  for  short  listing
candidates numbering 12-13  times of  total vacancies. At  this stage  Information
Commissioner Sri AN Tiwari, asked that since the logic is being disclosed to us,
what  is  then  the  harm  in  disclosing  it  to  the  public?  The  learned  Counsel
submitted that even the Chairman of the UPSC is not privy to this.  The idea is to
make it as confidential as possible.

15.  In this context the learned Counsel referred to the provisions of Section 13
of the Copyright Act, where under copyright subsists throughout India in original
literary works.  He then referred to Sec.2 (4) of the Copyright Act, which gives an
inclusive  definition  of  “literary  work”,  and  accordingly  a  literary  work  includes
computer programs, cables and compilation  including computer data base.   He
  8
submitted  that  this  is  exactly  what  this  information  is  about  which  the
respondents/petitioners are asking UPSC to share.

16.  He  further submitted  that disclosure of data would harm competitiveness
of  those people who are genuinely meritorious candidates and who have much
larger and comprehensive knowledge of the subject in question and as such their
competitiveness will  be  affected  and  they will  come  under  disadvantage.    The
disclosure  will  enable  the  coaching  centres  to  lay  their  hands  on  short-cuts  ,
which will adversely affect those who are more meritorious.
17.  Submitting his arguments on behalf of the appellants, the learned Counsel
Shri Prashant Bhushan, Senior Advocate  submitted  his  dissatisfaction  that  the
system  was  admitted  to  have  been  kept  unpredictable.    He  emphasized  that
disclosure of scaling system  is absolutely essential  in  the public interest.  Since
the UPSC is not a commercial organization, it cannot claim Intellectual Property
or Copyright.  He also questioned as to how disclosure of scaling system would
harm  the competitive  interest of a  third party, particularly after the examinations
are over.  
18.  Mr.  Aman  Lekhi,  Senior  Advocate  appearing  on  behalf  of  some  of  the
appellants,  submitted  that  principle  of maximum  disclosure  is  the  object  of  the
Right to Information Act and that the public authorities are under an obligation to
publish  the way  they  function.    It  is more so  in case of a public body providing
direct services to the public.  If the information is revealed, flaws can be pointed
out, which  can  be  acted  upon  to  perhaps  devise  a  better  formula,  as  there  is
always  scope  to  improve  upon.    He  alleged  that  UPSC  is making  a  virtue  of
nothing  else  but  of  unpredictability  of  methodology  of  examination.  In  this
context, he cited the following observations of the Hon’ble Supreme Court in Raj
Narain vs State of U.P.  [1975 (3) SCR 360]:
“In a government of responsibility like ours, where all the agents of
the public must be  responsible  for  their conduct,  there can be but
  9
few secrets. The people of this country have a right to know every
public act, everything,  that  is done  in a public way, by  their public
functionaries.  They  are  entitled  to  know  the  particulars  of  every
public transaction in all its bearing.”
19.  The  learned counsel also submitted  that section 8(1)(d) of  the RTI Act  is
relevant only when  the  information  relates  to commercial confidence or a  trade
secret  or  when  the  disclosure  would  harm  the  competitive  position  of  a  third
party.    Since  UPSC  is  not  a  commercial  organization,  it  cannot  claim  the
protection  under  the  said  clause.   On  the  other  hand,  the UPSC  is  obliged  to
disclose  such  information  in  public  interest.   He also  submitted  that  the UPSC
has denied the information to the appellants on the ground that the information is
something  that  is  “a  crucial  secret” but  such a  concept  is unknown  to Right  to
Information  Act.    At  this  stage,  Chief  Information  Commissioner  Wajahat
Habibullah reminded the learned counsel that this particular aspect has not been
pressed by the UPSC.  The learned counsel also submitted that there is nothing
of as much confidentiality as the UPSC is emphasizing. In this context, he cited
the example of the UP Public Service Commission which has already put on their
website both scaled marks and unscaled marks.  
Decision Notice
20.  The Right  to  Information Act  has  been  enacted with  a  view  to  securing
access  to  information under  the control of public authorities  in order  to promote
transparency  and  accountability  in  the working  of  every public authority.    In  its
Preamble, it has been clearly set out that an informed citizenry and transparency
of  information  is  vital  to  the  functioning  of  a  democracy  and  to  hold  the
Government and its instrumentalities accountable to the governance.  Section 3
of the Act declares that all citizens shall have the right to information.  This right
is,  however,  subject  to  other  provisions  of  the  Act.    Thus,  it  is  very  clear  that
every  public  authority  must  strive  to  secure  access  to  the  information  to  the
citizens,  should  promote  transparency  and  disclose  rather  than  withhold
information.  The information that can be withheld could be only those which are
likely to conflict with:
  10
(i)  other    public    interest    including  efficient  operation  of  the
Governments; or
(ii)  optimum use of limited fiscal resources; or
(iii)  preservation of confidentiality of sensitive information.

21.  The Act recognizes the paramountcy of the democratic ideal and seeks to
harmonize  the  above  conflicting  interests  by  incorporating  Sections  8  and  24
which explicitly provide as  to what  information can be withheld or which are  the
organizations which could remain outside the purview of the Act.
22.  UPSC  is not an organization  that has been kept out of  the  reach of RTI
and  as  such,  if  it  wants  to  withhold  some  information  from  the  reach  of  the
citizens,  it can do so only by  taking recourse  to provisions of  the Act and not in
any other manner.  Thus, the impugned order refusing disclosure of information
has to be in conformity with the provisions of the Right to Information Act, 2005.
23.  In this context, it is also pertinent to refer to sub-section (5) of Section 19
of the Act which clearly lays down that the onus to prove that a denial of request
for information was justified shall be on the Central Public Information Officer and
not on the information seeker.
24.  In  the  instant  case,  the  appellants  have  asked  for  the  following
information:
(i)  Cut-off marks  for  each  of  the  optional  subjects  and  the General
Studies for different categories like General/OBS/SC/ST/PH;
(ii)  Details  of marks  obtained  by  the  concerned  appellant  in  the Civil
Services Preliminary Examination;
(iv)  Model answers for each series of every subject.
25.  Insofar as  the  reasons  for  re-holding of  the examination  in  the subject of
Public  Administration  is  concerned,  CPIO  has  already  furnished  a  self
11
explanatory note which was released to the Press.  As this point was not pressed
in the appeal petition, no decision in regard thereto is necessary.
26.  In  the  impugned order as well as  in  the oral arguments, UPSC has been
emphasizing  the peculiar nature of the examination and the process of an even
evaluation of performance of candidates.   UPSC has  further submitted  that  this
process  has  been  designed  by  the  UPSC  after  years  of  expertise  and
consultation with  the  subject  experts  and,  therefore,  this  is  a  subject matter of
Intellectual Property which  the UPSC  is not  in a position  to disclose.  The other
stand  that  the  UPSC  had  taken  is  that  disclosure  of  the  information  would
seriously affect  the  competitive position of  the 3rd parties,  i.e.,  those who have
been short-listed for the next stage of the examination or who would be preparing
for the future examinations.  The denial of information is, therefore, claimed to be
justified u/s 8(1) (d) of the RTI Act.
27.  The submissions of the UPSC as aforesaid mainly relate to the nature of
examination,  the  process  of  evaluation  which  includes  the  process  of  evenly
balancing scores in respect of various optional subjects, and the question papers
and  the  answers  for  each  of  the  optional  subjects  and  the  General  Studies.
UPSC  has  failed  to  explain  as  to  how  disclosure  of  individual  marks  to  the
candidates  could be an  Intellectual Property of  the UPSC.   UPSC has already
conducted  the examination. The question papers designed  in  consultation with
subject experts and prepared by UPSC were circulated  to the candidates in the
Examination  Hall,  who  have  attempted  answers.    These  answers  have  been
evaluated and marks have been awarded.   During the course of hearing, it was
pointed out before us that for evenly balancing the performance of candidates in
various optional subjects, UPSC applies the scaling formula and accordingly, the
candidates are assigned  the marks after applying  the  scaling  formula.   But we
see  no  reason  as  to  how  the  assigned  marks  after  applying  the  formula,
whatever  it  might  be,  could  be  a  part  of  Intellectual  Property  of  the  UPSC.
Similarly,  cut-off  marks  in  respect  of  each  of  the  subject  are  also  fixed  in
accordance  with  the  said  formula.    Exemption  is  claimed  by UPSC  about  the
  12
“process” which has been developed as an original literary work, but the same is
not  true  in respect of marks assigned after the process of evaluation is applied.
So, whatever claim of  Intellectual Property  there  is  in  respect of  the  formula or
the process, the same cannot be applied to the product, i.e. the marks assigned
to each candidate and  the cut-off marks  fixed  in respect of each of the optional
subjects.  Similarly, we see no reason to deny the disclosure as regards the cutoff
 marks,  if  any,  fixed  for  the General  Studies  paper which  is  common  to  all
examinees and application of  the scaling  formula may not be at all  there  in  this
case.
28.  The appellate authority while passing the impugned order has stated that
the UPSC did not fix any subject-wise cut-off marks.  It has also been mentioned
in the impugned order that since there are no subject-wise pre-determined cut-off
marks, the information requested is non-existent.  On the other hand, CPIO while
denying  the  request  for  information  did  not  say  that  the  information  is  nonexistent
 or  that  there  is no  cut-off marks  for each of  the  subject.    If  that  is so,
UPSC  can  provide  marks  obtained  by  the  appellants  in  the  General  Studies
paper and  the marks assigned  to  them  in  their  respective optional papers after
applying the scaling formula.
29.  The  question  that  needs  to  be  determined  now  is  as  to  whether  the
question papers per se or  the standard answers or  the model answers can be
categorized  as  Intellectual  Property  of  the  UPSC.    During  the  course  of
arguments,  it  was  clear  that  the  Intellectual  Property  claimed  is  under  the
Copyright Act and what is prohibited under the Copyright Act is not disclosure but
reproduction and circulation thereof.
30.  In  this  context  it  is  pertinent  to  refer  to Section  13  of  the Copyright Act
which  clearly  lays  down  that  subject  to  the provisions of  the Act,  the  copyright
shall subsist  throughout  India  in all  literary, dramatic, musical and artistic works
which are original.  Section 2 (o) gives an inclusive definition of “literary work” so
as to include computer programs in addition to what is commonly understood as
  13
“literary work”.  Section 14 of the Copyright Act defines copyright in `literary work’
as an exclusive right to do or authorize the doing of any of the following acts: -

(i)  to re-produce the work in any material form including the storing of
it in any medium by electronic means;
(ii)  to issue copies of the work to the public not being copies already in
circulation;
(iii)  to perform the work in public, or communicate it to the public;
(iv)  to make  any  cinematograph  film  or  sound  recording  in  respect of
the work;
(v)  to make any translation of the work;
(vi)  to make any adaptation of the work;
(vii)  to do, in relation to a translation or an adaptation of the work, any of
the acts specified in relation to the work in sub-clauses (i) to (vi);

In  case  of  Computer  program  it  also  includes  to  sell  or  to  give  for
commercial  rental  or  offer  for  sale  or  for  commercial  rental  any  copy  of  the
computer program.

31.  Section 51 of the Copyright Act elaborates as to when Copyright in a work
shall be deemed to have been infringed and it accordingly includes the following
acts:
(i)  When any person does any thing, the exclusive right to do which, is
by this Act conferred upon the owner of the Copyright;
(ii)  When  any  person  makes,  distributes  or  exhibits  or  imports  any
infringing copies of the work;
Thus, any reproduction, translation or adaptation or making copies or films are all
acts of infringement to the Copyright.  
32.  It is a fact that UPSC consults the subject experts, designs the questions
papers, and  takes model answers  in  respect of each of  such question papers.  
The  question  papers,  which  are  prepared  by  subject  experts  for  UPSC  in  a
  14
particular manner,  are  original  literary works  and  as  such  copyright  in  respect
thereto vests in the UPSC.  Since this literary work has been done by the subject
experts on behalf of  the UPSC,  it can  legitimately claim copyrights  thereof and
can thereby restrict its circulation or can exclude others from circulating it.  
33.  Since  copyrights  are  part  of  Intellectual Property  right, which  is  covered
under Section 8(1)  (d) of  the Right  to  Information Act,  this Commission cannot
order  its disclosure.   Under Section 8  (1) of  the RTI Act,  the UPSC,  therefore,
has no obligation  to disclose any such material unless  it  is satisfied  that  larger
public interest warrants the disclosure of such information.

34.  The Commission  has  carefully  considered  the  aspects  of  public  interest
involved  in  the matter.      It  has  also  considered  the  submissions made  by  the
UPSC and also by  the appellants.       There  is no doubt  that  the  issues  involve
paramount public  interest of selecting  the best available brains  for manning  the
Civil  Services.    Equally  important  is  the  need  to  have  a  transparent  system
known to each of the aspirants. Contrary to what the UPSC has claimed, this is
the only sure means of ensuring a  level playing  field. A public authority should
not be as possessive of its copyright as an ordinary owner who wants to keep his
property  to  his  chest.    Throwing  the  process  open  for  public  scrutiny  might
probably result in evolving a system better than what has hitherto been followed
by the UPSC.  In this context, it is pertinent to refer to the provisions of Section 9
of the RTI Act that reads as under:

“Without prejudice  to  the provisions of section 8, a Central Public
Information  Officer  or  a  State  Public  Information  Officer,  as  the
case may  be, may  reject  a  request  for  information where  such  a
request  for  providing  access  would  involve  an  infringement  of
copyright subsisting in a person other than the State.”

         Thus, a CPIO is empowered to reject a request for information where such
a  request  for  providing  access  to  information would  involve  an  infringement  of
copyright  subsisting  in  a  person.    The  power  of  the CPIO  does  not  extend  to
rejecting such a request  if  the  infringement of copyright  involved  is belonging to
  15
the State.  Even Section 8(1) (d) also mandates the competent authority to order
disclosure of information, if it is satisfied that larger public interest so warrants.  

Orders
  In view of the reasons cited above, the Commission, therefore, directs as
under:
i)  The  UPSC  shall,  within  two  weeks  from  the  date  of  this  order,
disclose  the marks assigned  to each of  the applicants  for  the Civil
Services Preliminary Examination 2006  in General Studies and  in
Optional Papers; and
ii)  The UPSC, within two weeks from the date of this order, shall also
disclose  the  cut-off marks  fixed  in  respect of  the General Studies
paper and in respect of each of the Optional Papers and if no such
cut-off  marks  are  there,  it  shall  disclose  the  subject-wise  marks
assigned to short-listed candidates; and
iii)  The UPSC shall examine and consider under Section 8(1) (d) of the
RTI Act  the  disclosure  of  the  scaling  system  as  it  involves  larger
public interest in providing a level playing field for all aspirants and
shall  place  the matter  before  the Competent Authority within  one
month  from  the date of  this order. This will also cover the issue of
disclosure of model answers, which we  recommend should  in any
case be made public  from  time  to  time.    In doing so,  it shall duly
take into account the provisions of Section 9 of the RTI Act.

The appeal petitions stand disposed of accordingly.

The decision agreed to by the Full Bench is announced by the Chief Information
Commissioner on this the 13th day of November 2006.


  16
 (Wajahat Habibullah)
Chief Information Commissioner

Authenticated  true  copy.  Additional  copies  of  orders  shall  be  supplied  against
application and payment of the charges prescribed under the Act to the CPIO of
this Commission.


(L.C. Singhi)
Addl. Registrar


Copy to:

1.  The  Secretary,  Union  Public  Service  Commission,  Dholpur  House,  Shahjehan
Road, New Delhi-110001.  

2.  Shri  Biresh  Kumar,  Additional  Secretary,  Appellate  Authority,  Union  Public
Service Commission, Dholpur House, Shahjehan Road, New Delhi.
3.  Shri M.P. Singh, JS, PIO, UPSC, Dholpur House, Shahjahan Road, New Delhi.

4.  Shri Shiv Shambhu, 401, F/2, C/o Nepal Singh, Room No.301, Budh Vihar, New
Delhi-67.

5.  Sanjeev Kumar Shukla, 83, 3rd Floor, Bhai Parmanand Colony, Delhi-110009.